Finance, Risk & Compliance

Finance, Risk & Compliance

Swap Dealer: scope, requirements & challenges

News and views
11 October 2019

Developments on US banking laws, namely Volcker Rule 2.0, SEC rule and CFTC Swap Dealer regulation, have extraterritorial effects: banks need to adapt and anticipate these evolutions.

Finance, Risk & Compliance

EMIR – REFIT: How is different from EMIR?

News and views
8 October 2019

EMIR Refit brings key changes to certain technical aspects of EMIR like a new categorization of financial counterparties and a clearing obligation for specific assets by NFC+.

Finance, Risk & Compliance

BMR: What is at stake ?

News and views
1 October 2019

BMR compliance is required when contributing/calculating/administering to an index for the determination of the value of a financial product.

Finance, Risk & Compliance

MiFID 2: Where we stand one year later

News and views
24 September 2019

The regulators are now going to shift from implementation to control and supervision. What would be the most likely control points after Investment Advice?

Finance, Risk & Compliance

SFTR Article 4: the key impacts

News and views
16 September 2019

SFTR article 4 will involve new reporting obligations which will have an impact on repos transactions and their related commodity financing techniques.

Regulatory Watchtower

Vidéo : “Compliance : assets or constraints ?”

News and views
7 June 2019

We ask Partner Olivier Garcia whether compliance is seen as an asset or as a constraint. His answer comes very clearly : financial services should leverage compliance requirements and t...

News

Video : update on Libor and reference rate reform

News and views
7 June 2019

Chappuis Halder & Co. saw an acceleration of the awareness level on the UK market on the question of reference rate reform. Yet, things are only getting real now, as Olivier Garcia, our...

Finance, Risk & Compliance

Live on BFM Business!

News and views
27 May 2019

La transition des indices monétaires de référence, un sujet qui mobilise plusieurs équipes chez CH&Co., notamment le Team UK de Olivier Garcia.

Finance, Risk & Compliance

LIBOR Transition & SOFR | Interview

News and views
27 May 2019

ICE's alternative to Libor is still raising questions.

Finance, Risk & Compliance

Chappuis Halder & Co. LIVE on BFM Business

News and views
19 March 2019

Augustin Beyot, Directeur de Chappuis Halder & Co., est l'invité de Grégoire Favet dans l’émission Intégrale Bourse du 19 mars. Regarder ici (à 49min40) : https://bfmbusiness.bfm...

Finance, Risk & Compliance

Indices de transition monétaires

News and views
1 February 2019

Augustin Beyot et Olivier Garcia publient une tribune pour expliquer la transition des indices monétaires de référence. Le Libor et l'Eonia entre autres sont remplacés par de nouvea...

Finance, Risk & Compliance

Stress testing, CH&Co. on Anaplan

News and views
12 September 2018

One of our Directors, Vincent Wiencek, was interviewed by Henri Wajsblat, Anaplan’s Head of Financial Services Solutions, about the implementation challenges of banking stress tests.

Finance, Risk & Compliance

Regulators bet on Fintech says our team in French magazine Revue Banque

News and views
1 September 2018

In this tribune in French, our team comments the benchmark they put together to compare how some of the biggest financial authorities see, encourage and regulate fintech throughout the ...

Finance, Risk & Compliance

Video : “The regulation of Financial Services”

News and views
23 March 2017

CH&Co. discussion series : In this video, I am interviewed on how regulation impacts processes, systems, change management, and even the strategy of the company.

Finance, Risk & Compliance

Vidéo : “Et si demain : La banque restait (quasiment) la même ?”

News and views
23 May 2018

Chappuis Halder & Co. interviews its partners... In this video, I develop the idea that the bank's business model may not be outlived as imagined.

Biz Dev & Transformation

Notre cartographie des Fintech reprise dans Mind Fintech

News and views
15 March 2018

En collaboration avec Finance Innovation, nous avons étudié les politiques d'accueil des principales autorités de régulation mondiale vis-à-vis de la Fintech. Le site d'information...

Finance, Risk & Compliance

Les néo-banques montent à la volée

News and views
1 March 2018

Le Royaume Uni accorde trois ou quatre fois plus de licences bancaires aux néo-banques que la France. Nicolas Guillaume, Senior Manager Chappuis Halder & Co. nous explique pourquoi.

Finance, Risk & Compliance

Qui sont les pays “Fintech friendly”?

News and views
4 January 2018

Lors de son étude réalisée pour le pôle Finance Innovation, Chappuis Halder & Co. a élaboré un indice de "Fintech friendliness".

Finance, Risk & Compliance

15th Annual PASLA/RMA

News and views
6 March 2018

CH&Co. took part in the session “Global / Regional Legal and Regulatory Issues and Business Implications”.

Finance, Risk & Compliance

What about Libor transition?

News and views
19 June 2018

Since just waiting is not an option, central banks and lobbying groups have started moving ahead with contingency plans and early assessment of collateral damages, should the market not...